Showing 1501 to 1510 of 1902 search results.

1501. Three charged with insider dealing

      Press Releases Published: 28/04/2015 Last modified: 05/04/2023
      As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.

1502. Pardip Saini Sentenced for Failing to Pay Confiscation Order

      Press Releases Published: 28/04/2015 Last modified: 23/11/2021
      Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him.

1503. Moorhouse fined for failures in relation to its telephone sales

      Press Releases Published: 23/04/2015 Last modified: 23/04/2015
      Moorhouse fined for failures in relation to its telephone sales. Press Releases First published:. 23/04/2015. Last updated: 23/04/2015. Share page. Moorhouse fined for failures in relation to its telephone sales. The Financial Conduct Authority (FCA

1504. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

      Press Releases Published: 23/04/2015 Last modified: 24/04/2015
      Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator. Press Releases First published:. 23/04/2015. Last updated: 24/04/2015. Share page. Deutsche Bank fined £227 million

1505. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

      Press Releases Published: 22/04/2015 Last modified: 22/04/2015
      FCA fines Merrill Lynch International £13.2 million for transaction reporting failures. Press Releases First published:. 22/04/2015. Last updated: 22/04/2015. Share page. FCA fines Merrill Lynch International £13.2 million for transaction

1506. Tribunal directs Financial Conduct Authority to ban former insurance broker

      Press Releases Published: 16/04/2015 Last modified: 16/04/2015
      Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. 16/04/2015. Last updated: 16/04/2015. Share page. Tribunal directs Financial Conduct Authority to ban former insurance broker. The Upper

1507. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

      Press Releases Published: 15/04/2015 Last modified: 15/04/2015
      FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules. Press Releases First published:. 15/04/2015. Last updated: 15/04/2015. Share page.

1508. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

      Press Releases Published: 14/04/2015 Last modified: 30/09/2016
      Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. Press Releases First published:. 14/04/2015. Last updated: 30/09/2016. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. The

1509. Kenneth Carver fined £35,212 for insider dealing

      Press Releases Published: 30/03/2015 Last modified: 30/11/2016
      Kenneth Carver fined £35,212 for insider dealing. Press Releases First published:. 30/03/2015. Last updated: 30/11/2016. Share page. Kenneth Carver fined £35,212 for insider dealing. The Financial Conduct Authority (FCA) has today fined Kenneth

1510. Banking complaints up as total complaints fall by 7%

      Press Releases Published: 30/03/2015 Last modified: 07/02/2022
      Financial services firms received 2,183,540 new complaints (including those related to PPI) between July and December 2014