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FCA publishes consultation on pension transfers
FCA publishes consultation on pension transfers. Press Releases First published:. 04/03/2015. Last updated: 04/03/2015. Share page. FCA publishes consultation on pension transfers. The Financial Conduct Authority (FCA) has today published a -
Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing
Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs -
FCA and DWP publish call for evidence on transaction costs
FCA and DWP publish call for evidence on transaction costs. Press Releases First published:. 02/03/2015. Last updated: 02/03/2015. Share page. FCA and DWP publish call for evidence on transaction costs. The Financial Conduct Authority (FCA) and the -
FCA publishes final rules for charges in workplace pension schemes
FCA publishes final rules for charges in workplace pension schemes. Press Releases First published:. 02/03/2015. Last updated: 02/03/2015. Share page. FCA publishes final rules for charges in workplace pension schemes. The Financial Conduct -
FCA publishes rules on retirement risk warnings
FCA publishes rules on retirement risk warnings. Press Releases First published:. 27/02/2015. Last updated: 27/02/2015. Share page. FCA publishes rules on retirement risk warnings. New rules published by the Financial Conduct Authority (FCA) today -
Former Logica PLC Manager pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing. -
Competition Concurrency Consultation Breakfast Forum – 6 March 2015
Competition Concurrency Consultation Breakfast Forum – 6 March 2015. News stories First published:. 24/02/2015. Last updated: 30/09/2016. Share page. Competition Concurrency Consultation Breakfast Forum – 6 March 2015. Along with the PSR, we -
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly. Press Releases First published:. 24/02/2015. Last updated: 24/02/2015. Share page. FCA fines Aviva Investors £17.6m -
FCA challenges firms to review approach to consumer vulnerability
Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime.