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  1. Authorised fund supervision reviews and reporting agreement

    News stories Published: 20/02/2015 Last modified: 06/08/2015
    Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

  2. FCA to investigate competition in investment and corporate banking services following review of wholesale markets

    Press Releases Published: 19/02/2015 Last modified: 19/02/2015
    FCA to investigate competition in investment and corporate banking services following review of wholesale markets. Press Releases First published:. 19/02/2015. Last updated: 19/02/2015. Share page. FCA to investigate competition in investment and

  3. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

    Press Releases Published: 11/02/2015 Last modified: 05/04/2023
    As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

  4. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today. Press Releases First published:. 06/02/2015. Last updated: 03/11/2016. Share page. New Chairs of the Financial Conduct Authority’s Practitioner Panels

  5. FCA confirms final rules for independent governance committees

    Press Releases Published: 04/02/2015 Last modified: 04/02/2015
    FCA confirms final rules for independent governance committees. Press Releases First published:. 04/02/2015. Last updated: 04/02/2015. Share page. FCA confirms final rules for independent governance committees. The Financial Conduct Authority (FCA)

  6. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

    Press Releases Published: 30/01/2015 Last modified: 30/01/2015
    Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Press Releases First published:. 30/01/2015. Last updated: 30/01/2015. Share page. Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Having been convicted on 9 January

  7. The Financial Conduct Authority to gather evidence on how the PPI complaints process is working

    Press Releases Published: 30/01/2015 Last modified: 03/11/2016
    The Financial Conduct Authority to gather evidence on how the PPI complaints process is working. Press Releases First published:. 30/01/2015. Last updated: 03/11/2016. Share page. The Financial Conduct Authority to gather evidence on how the PPI

  8. Compensation package agreed for consumers sold card security products

    Press Releases Published: 27/01/2015 Last modified: 28/01/2015
    Compensation package agreed for consumers sold card security products. Press Releases First published:. 27/01/2015. Last updated: 28/01/2015. Share page. Compensation package agreed for consumers sold card security products. The Financial Conduct

  9. FCA introduces additional protection for consumers ahead of pension freedoms

    Press Releases Published: 26/01/2015 Last modified: 26/01/2015
    FCA introduces additional protection for consumers ahead of pension freedoms. Press Releases First published:. 26/01/2015. Last updated: 26/01/2015. Share page. FCA introduces additional protection for consumers ahead of pension freedoms. The

  10. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules