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Showing 1551 to 1560 of 1902 search results.

  1. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. Press Releases First published:. 22/01/2015. Last updated: 22/01/2015. Share page. Two former senior executives of Martin Brokers fined and

  2. FCA fines Reckitt Benckiser £539,800 for listing rule failures

    Press Releases Published: 20/01/2015 Last modified: 30/08/2015
    FCA fines Reckitt Benckiser £539,800 for listing rule failures. Press Releases First published:. 20/01/2015. Last updated: 30/08/2015. Share page. FCA fines Reckitt Benckiser £539,800 for listing rule failures. The Financial Conduct Authority (FCA

  3. Consumers with cash savings need better information and easier switching says FCA

    Press Releases Published: 20/01/2015 Last modified: 22/01/2015
    Consumers with cash savings need better information and easier switching says FCA. Press Releases First published:. 20/01/2015. Last updated: 22/01/2015. Share page. Consumers with cash savings need better information and easier switching says FCA.

  4. Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners

    Press Releases Published: 20/01/2015 Last modified: 24/11/2021
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior

  5. Unauthorised Forex Investment Fraudster Convicted

    Press Releases Published: 09/01/2015 Last modified: 09/01/2015
    Unauthorised Forex Investment Fraudster Convicted. Press Releases First published:. 09/01/2015. Last updated: 09/01/2015. Unauthorised Forex Investment Fraudster Convicted. Today, before Her Honour Judge Taylor at Southwark Crown Court, Alex Hope

  6. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

    Press Releases Published: 06/01/2015 Last modified: 08/11/2016
    FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor. Press Releases First published:. 06/01/2015. Last updated: 08/11/2016. Share page. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor. The

  7. 2015 fines

    News stories Published: 02/01/2015 Last modified: 04/04/2017
    This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

  8. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  9. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

    Press Releases Published: 18/12/2014 Last modified: 03/11/2016
    Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA. Press Releases First published:. 18/12/2014. Last updated: 03/11/2016. Share page. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

  10. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Press Releases Published: 17/12/2014 Last modified: 17/12/2014
    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Press Releases First published:. 17/12/2014. Last updated: 17/12/2014. Share page. Defined contribution workplace pensions: The audit of charges and