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  1. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  2. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases Published: 05/11/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted

  3. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Statement re: promotion of shares in EMMIT plc. Press Releases First published:. 31/10/2014. Last updated: 21/11/2016. Share page. Statement re: promotion of shares in EMMIT plc. The Financial Conduct Authority (FCA) has been made aware that

  4. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases Published: 30/10/2014 Last modified: 30/10/2014
    FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. 30/10/2014. Last updated: 30/10/2014. Share page. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Sesame Ltd, the UK’s largest network of financial

  5. Feedback from ‘Working Better Together With Data’ event

    News stories Published: 30/10/2014 Last modified: 22/04/2016
    A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. 

  6. Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. Financial Conduct Authority consults on

  7. FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. FCA fines Yorkshire Building Society £4,135,600 for

  8. Innovation Hub now open for business, says FCA

    Press Releases Published: 28/10/2014 Last modified: 28/10/2014
    Innovation Hub now open for business, says FCA. Press Releases First published:. 28/10/2014. Last updated: 28/10/2014. Share page. Innovation Hub now open for business, says FCA. The Financial Conduct Authority’s (FCA) Innovation Hub, part of

  9. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).

  10. Watch: Investor avoids losing £20,000 to share fraud

    News stories Published: 15/10/2014 Last modified: 09/02/2016
    Of the 5,000 people that contact us about share fraud each year, about 10% have already paid money to the scammers. Watch how we helped stop one investor losing £20,000 to a share scam.