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  1. National campaign will target those most at risk of investment fraud, says FCA

    Press Releases Published: 15/10/2014 Last modified: 12/04/2024
    Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.

  2. Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money

    Press Releases Published: 09/10/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in

  3. Wonga to make major changes to affordability criteria following discussions with the FCA

    Press Releases Published: 02/10/2014 Last modified: 02/10/2014
    Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.

  4. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

    Press Releases Published: 28/09/2014 Last modified: 05/04/2023
    The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal

  5. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

    Press Releases Published: 25/09/2014 Last modified: 01/10/2014
    FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. Press Releases First published:. 25/09/2014. Last updated: 01/10/2014. Share page. FCA outlines approach for implementation

  6. Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products

    Press Releases Published: 25/09/2014 Last modified: 07/02/2022
    The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014.

  7. Traded life policy investments: alert for financial advisers

    News stories Published: 24/09/2014 Last modified: 25/09/2014
    Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance.

  8. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    Investors in the EEA Life Settlements Fund should consider making a complaint now. News stories First published:. 24/09/2014. Last updated: 24/09/2014. Investors in the EEA Life Settlements Fund should consider making a complaint now. If you

  9. Barclays fined £38 million for putting £16.5 billion of client assets at risk

    Press Releases Published: 23/09/2014 Last modified: 30/08/2015
    Barclays fined £38 million for putting £16.5 billion of client assets at risk. Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. Barclays fined £38 million for putting £16.5 billion of client assets at risk.

  10. Debt management firms must raise their game, says FCA

    Press Releases Published: 22/09/2014 Last modified: 21/11/2016
    Debt management firms must raise their game, says FCA. Press Releases First published:. 22/09/2014. Last updated: 21/11/2016. Share page. Debt management firms must raise their game, says FCA. The Financial Conduct Authority (FCA) says debt