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Showing 1721 to 1730 of 1902 search results.

  1. Adviser banned and fined for fabricating RDR qualification certificates

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    Adviser banned and fined for fabricating RDR qualification certificates. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. Adviser banned and fined for fabricating RDR qualification certificates. Former retail

  2. FCA bans former BGC senior executive Anthony Verrier

    Press Releases Published: 29/01/2014 Last modified: 30/06/2014
    FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony

  3. £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme

    Press Releases Published: 27/01/2014 Last modified: 27/01/2014
    £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme. Press Releases First published:. 27/01/2014. Last updated: 27/01/2014. Share page. £31m in compensation to be paid out following FCA’s Arch cru consumer

  4. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

    Press Releases Published: 23/01/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).

  5. FCA publishes finalised guidance on inducements for product providers and advisory firms

    Press Releases Published: 16/01/2014 Last modified: 07/02/2022
    In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making

  6. Three arrested in FCA boiler room investigation

    Press Releases Published: 15/01/2014 Last modified: 15/01/2014
    Three arrested in FCA boiler room investigation. Press Releases First published:. 15/01/2014. Last updated: 15/01/2014. Share page. Three arrested in FCA boiler room investigation. The Financial Conduct Authority (FCA), with the assistance of the

  7. FCA Board appoints three new members to the Regulatory Decisions Committee

    News stories Published: 14/01/2014 Last modified: 29/11/2016
    FCA Board appoints three new members to the Regulatory Decisions Committee. News stories First published:. 14/01/2014. Last updated: 29/11/2016. Share page. FCA Board appoints three new members to the Regulatory Decisions Committee. The Regulatory

  8. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

  9. European warning on virtual currencies

    News stories Published: 19/12/2013 Last modified: 09/12/2016
    European warning on virtual currencies. News stories First published:. 19/12/2013. Last updated: 09/12/2016. European warning on virtual currencies. Consumers have been warned of the possible risks from buying, trading or holding virtual currencies

  10. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

    Press Releases Published: 19/12/2013 Last modified: 30/08/2015
    Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments. Press Releases First published:. 19/12/2013. Last updated: 30/08/2015. Share page. Firm fined £1.8million for "unacceptable" approach to