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Showing 1731 to 1740 of 1902 search results.

  1. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    Tribunal bans former trader for lying to the FCA and the Tribunal. Press Releases First published:. 17/12/2013. Last updated: 19/12/2013. Share page. Tribunal bans former trader for lying to the FCA and the Tribunal. The Upper Tribunal (Tax and

  2. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics

  3. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

    Press Releases Published: 13/12/2013 Last modified: 08/11/2016
    The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices. Press Releases First published:. 13/12/2013. Last updated: 08/11/2016. Share page. The FCA fines Porta Verde £25,000 for serious failings

  4. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

    Press Releases Published: 12/12/2013 Last modified: 07/02/2022
    Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

  5. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

    Press Releases Published: 11/12/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

  6. SK8 Financial Services Limited (SK8) and Geoffrey Fincher

    News stories Published: 10/12/2013 Last modified: 16/10/2014
    Customers of SK8 Financial Services Limited (SK8) should be aware that from 10 December 2013, SK8 is no longer permitted by the FCA to provide any regulated financial services in the UK.

  7. Statement regarding Royal Bank of Scotland

    Press Releases Published: 29/11/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in

  8. FCA consumer credit webinar

    News stories Published: 28/11/2013 Last modified: 28/11/2013
    FCA consumer credit webinar. News stories First published:. 28/11/2013. Last updated: 28/11/2013. FCA consumer credit webinar. Nearly 800 people took part in a Consumer Credit Webinar with – from left to right - Nick Court (Consumer Credit

  9. FCP Insurance Consultants Limited

    News stories Published: 28/11/2013 Last modified: 29/11/2013
    FCP Insurance Consultants Limited. News stories First published:. 28/11/2013. Last updated: 29/11/2013. FCP Insurance Consultants Limited. UK customers of FCP Insurance Consultants Limited (FCP) should be aware that from November 15 the firm can no

  10. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. 27/11/2013. Last updated: 17/12/2013. Share page. Tribunal upholds FCA fine on firm for misselling complex investments. The Upper Tribunal