Showing 1871 to 1880 of 1902 search results.

1871. FSA publishes guidance to help firms avoid poorly managed incentive schemes that drive mis-selling

      Press Releases Published: 16/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has published final guidance that will help financial firms avoid creating and operating incentives schemes that drive mis-selling.

1872. FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies

      Press Releases Published: 15/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.

1873. FSA confirms Century Building Society merger with the Scottish Building Society

      Press Releases Published: 08/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has confirmed the proposed transfer of the engagements of the Century Building Society to the Scottish Building Society.

1874. FSA fines The Co-operative Bank plc for failing to handle PPI complaints fairly

      Press Releases Published: 04/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined The Co-operative Bank plc (Co-op) £113,300 for failing to handle payment protection insurance (PPI) complaints fairly.

1875. 2013 fines

      News stories Published: 02/01/2013 Last modified: 26/03/2024
      Fines published during the calendar year ending December 2013.

1876. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

      Press Releases Published: 19/12/2012 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

1877. Investors in CF Arch cru funds must ask adviser for review

      News stories Published: 17/12/2012 Last modified: 23/04/2013
      Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme.

1878. Latest news and FAQs for CF Arch cru investors

      News stories Published: 17/12/2012 Last modified: 19/11/2021
      Investors in the CF Arch cru funds can get their adviser to review the way the investment was sold, to see if they are entitled to compensation

1879. FSA issues fines totaling £250,000 on Plus500UK Limited (Plus500) and James Sharp and Company (James Sharp)

      Press Releases Published: 24/10/2012 Last modified: 22/07/2013
      The Financial Services Authority (FSA) has fined two firms, Plus500UK Limited (Plus500) £205,128 and James Sharp and Company (James Sharp) £49,000 for failing to provide accurate and timely transaction reports to the FSA in respect of all the

1880. Information for Re-Give customers

      News stories Published: 05/10/2012 Last modified: 23/04/2013
      Information for Re-Give customers. News stories First published:. 05/10/2012. Last updated: 23/04/2013. Information for Re-Give customers. In August 2012, we told Re-Give Limited, an industrial and provident society, to “unwind” its 5% bond by