News
Search results
Showing 201 to 210 of 1901 search results.
-
FCA publishes Decision Notices for Banque Havilland SA and three of its former employees
The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200. -
FCA sets out steps to improve whistleblower confidence
The FCA sets out actions to improve the confidence of whistleblowers – including sharing further information with whistleblowers on how it’s acted on their information; improving the use of information provided by whistleblowers; and improving -
Improvements to equity secondary markets
The FCA are introducing changes to improve how equity secondary markets operate. -
FCA proposes to simplify rules to help encourage companies to list in the UK
The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors. -
OPBAS publishes report on legal and accountancy sector supervision
In its fourth report, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has found that professional bodies are continuing to demonstrate good levels of compliance with money laundering regulations but improvements in how -
Gaudi Regulated Services Limited in administration
On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners. -
FCA warns consumers about mismanagement of 'asset protection' trust schemes
We have seen cases of firms seriously mismanaging trusts. Find out more about harm we’ve seen and how to protect yourself. -
FCA sets out recommendations for LDI managers
Recommendations for asset managers designed to increase resilience of Liability Driven Investment funds. -
Financial watchdog puts banks on alert in fight against money laundering via the Post Office
A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. -
FCA sets out multi-occupancy leasehold insurance reforms
The FCA is proposing new rights and protections for leaseholders to improve the transparency of the multi-occupancy leasehold buildings insurance market.