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Restrictions placed on Campbell & Associates Independent Financial Advice Ltd
The FCA has imposed restrictions on the firm preventing it from carrying out any regulated activities and restricting access to its assets. -
British steel pension scheme misleading offers - update
On 26 January the FCA set out concerns about an emerging practice where some firms were making unsolicited offers to former BSPS members, ahead of the redress scheme which begins on 28 February. -
FCA starts court process to recover money for investors
We have commenced High Court proceedings to recover money for victims of the firm’s unlawful activity. -
Financial watchdog blocks thousands of misleading ads
Social media remains a major focus for the FCA’s work in combatting misleading financial promotions. -
FCA supports firms through the transition to implementing the Consumer Duty
FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms. -
FCA appoints members to new Innovation Advisory Group
The members of our Innovation Advisory Group (IAG) will join as the group meets for the first time in February. -
Financial watchdog proposes to ban debt packager referral fees to protect consumers
The FCA is to push ahead with proposals to ban debt packager firms from receiving referral fees from debt solution providers, following further analysis of the market. -
FCA confirms appointment of Chair of the Payment Systems Regulator
Aidene Walsh has been appointed Chair of the Payment Systems Regulator for a three-year term. -
The FCA and Practitioner Panel joint survey for 2023 launches
The FCA and Practitioner Panel 2022/23 survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry. -
Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers
On 25 January 2023, the FCA imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns