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  1. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

    Press Releases Published: 19/08/2022 Last modified: 19/08/2022
    The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

  2. FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

    Press Releases Published: 19/08/2022 Last modified: 08/02/2023
    The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.

  3. FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair

    News stories Published: 09/08/2022 Last modified: 09/08/2022
    The Joint Regulatory Oversight Committee (JROC) has announced the set-up of a strategic working group (SWG).

  4. FCA appoints new Director of International

    Press Releases Published: 05/08/2022 Last modified: 05/08/2022
    The FCA has appointed Ruairi O’Connell, OBE, as the FCA’s new Director of International.

  5. FCA fines Sir Christopher Gent for disclosing inside information

    Press Releases Published: 05/08/2022 Last modified: 05/08/2022
    The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

  6. FCA confirms new rules to improve oversight of Appointed Representatives

    Press Releases Published: 03/08/2022 Last modified: 03/08/2022
    Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). 

  7. FCA issues an update on switching in the mortgage market

    News stories Published: 02/08/2022 Last modified: 02/08/2022
    The FCA has today released its latest statement on switching in the mortgages market.

  8. FCA to open Leeds office in September with 100 new jobs

    Press Releases Published: 02/08/2022 Last modified: 02/08/2022
    The FCA will be opening an office in Leeds later this year, and will be recruiting to fill more than 100 new roles based in Leeds.

  9. We consult on changes to redress calculations for unsuitable pension transfer advice

    News stories Published: 02/08/2022 Last modified: 13/09/2022
    We have today published a consultation proposing updates to how redress is calculated for unsuitable defined benefit transfers advice, following a periodic review.

  10. FCA clamps down on marketing of high-risk investments to consumers

    Press Releases Published: 01/08/2022 Last modified: 01/08/2022
    We have finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.