Showing 621 to 630 of 1902 search results.

621. FCA fines and prohibits hedge fund Chief Investment Officer for market abuse

     Press Releases Published: 15/12/2020 Last modified: 15/12/2020
     The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated

622. FCA publishes first consultation on new prudential regime for UK investment firms

     News stories Published: 14/12/2020 Last modified: 14/12/2020
     The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

623. New executive appointments at Financial Conduct Authority

     Press Releases Published: 11/12/2020 Last modified: 11/12/2020
     The FCA has appointed Sheldon Mills as the new Executive Director, Consumers and Competition, and Siobhán Sheridan as Chief People Officer

624. FCA issues warning over festive season loan fee fraud

     Press Releases Published: 11/12/2020 Last modified: 11/12/2020
     ‘Three Wise Warnings’ for consumers to look out for this Christmas as fraudsters attempt to steal two-thirds of average gift spend.

625. Update for customers of insurance broker firm Professional Construction Risks Ltd (PCRL)

     News stories Published: 11/12/2020 Last modified: 11/12/2020
     We outline important consumer information for those who have purchased an insurance policy from PCRL.

626. FCA fines LJ Financial Planning Ltd £107,200

     Press Releases Published: 10/12/2020 Last modified: 10/12/2020
     Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

627. Information for customers of Inspire Insurance Services Limited

     News stories Published: 10/12/2020 Last modified: 10/12/2020
     On 23 October 2020, the FCA imposed various requirements on Inspire Insurance Services Limited (Inspire).

628. FCA confirms speculative mini-bond mass-marketing ban

     Press Releases Published: 10/12/2020 Last modified: 10/12/2020
     The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.

629. Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period

     News stories Published: 04/12/2020 Last modified: 04/12/2020
     Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process.

630. FCA publishes evaluation of its work on the financial advice market

     Press Releases Published: 03/12/2020 Last modified: 29/11/2021
     FCA publishes evaluation of its work on the financial advice market.