Showing 71 to 80 of 1901 search results.

71. The FCA and Practitioner Panel joint survey for 2024 launches

    News stories Published: 02/02/2024 Last modified: 02/02/2024
    The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry.

72. Individual charged with fraud over unauthorised investment scheme

    Press Releases Published: 22/01/2024 Last modified: 23/01/2024
    The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without authorisation.

73. FCA establishes industry-led working group for financial advisers

    News stories Published: 16/01/2024 Last modified: 16/01/2024
    The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice

74. Aviation and Tech Capital Ltd, trading as Ablrate, enters administration

    Firms News stories Published: 16/01/2024 Last modified: 17/01/2024
    Aviation and Tech Capital Ltd t/a Ablrate, a regulated Peer-to Peer firm, has entered administration.

75. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

76. Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog

    Press Releases Published: 20/12/2023 Last modified: 20/12/2023
    Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA).

77. Cyber resilience good practice for firms

    News stories Published: 19/12/2023 Last modified: 19/12/2023
    The FCA, Bank of England and Prudential Regulation Authority have published the latest annual CBEST thematic report.

78. Joint Regulatory Oversight Committee highlights 2023 progress and sets out future UK open banking plans

    News stories Published: 18/12/2023 Last modified: 18/12/2023
    The Joint Regulatory Oversight Committee has today published an update on the significant progress made since it outlined its open banking vision in April and sets out plans to deliver a new generation of payment products and services.

79. FCA welcomes the launch of industry code of conduct for ESG ratings and data products providers

    News stories Published: 14/12/2023 Last modified: 14/12/2023
    The International Capital Market Association (ICMA) and the International Regulatory Strategy Group (IRSG) have launched a voluntary code of conduct for Environmental, Social and Governance (ESG) ratings and data products providers.

80. FCA writes to firms about the treatment of retained interest on customers’ cash balances

    Press Releases Published: 12/12/2023 Last modified: 12/12/2023
    The Financial Conduct Authority (FCA) has today written to investment platforms and SIPP operators setting out its concerns on the way they deal with any interest earned on customers’ cash balances.