Showing 801 to 810 of 1902 search results.

801. Announcement from John Swift QC inviting submissions from interested parties

     Press Releases Published: 18/12/2019 Last modified: 18/12/2019
     Announcement from John Swift QC inviting submissions from interested parties

802. First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures

     Press Releases Published: 18/12/2019 Last modified: 18/12/2019
     The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was

803. FCA asks for proposals on how open finance could transform financial services

     Press Releases Published: 17/12/2019 Last modified: 11/04/2024
     The Bank of England, PRA and FCA have published coordinated consultation papers on new requirements to strengthen operational resilience in financial services.

804. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

805. FCA secures confiscation order totalling £5 million against illegal money lender

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     On 11 December 2019, Southwark Crown Court made a confiscation order against Dharam Prakash Gopee in the sum of £5,118,018.72. The effect of the order is to confiscate all his criminal proceeds as an illegal money lender. Mr Gopee was also ordered

806. Elite Insurance Company Ltd (‘Elite’) has entered into administration

     News stories Published: 12/12/2019 Last modified: 17/12/2019
     Elite Insurance Company Ltd (‘Elite’) has entered into administration

807. FCA extends the Senior Managers and Certification Regime to 47,000 firms

     Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
     FCA extends the Senior Managers and Certification Regime to 47,000 firms

808. Building operational resilience: impact tolerances for important business services

     Press Releases Published: 05/12/2019 Last modified: 31/03/2020
     The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational

809. FCA meets firms to discuss feedback on Gabriel and improvements to new data collection platform

     News stories Published: 05/12/2019 Last modified: 05/12/2019
     Following the Gabriel user survey we launched in July 2019, we met with survey respondents who expressed interest in engaging with us on the new system

810. MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

     News stories Published: 02/12/2019 Last modified: 02/12/2019
     MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors