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HFX Limited - Correction
HFX Limited - Correction. News stories First published:. 18/02/2019. Last updated: 18/02/2019. HFX Limited - Correction. On 28 September 2012, the Financial Services Authority (FSA) published a warning that “HFX Limited (www.hfx.com)” was -
Temporary restriction in short selling: Bafin
Temporary restriction in short selling: Bafin. News stories First published:. 18/02/2019. Last updated: 18/02/2019. Temporary restriction in short selling: Bafin. The Financial Conduct Authority (“FCA”) would like to draw the industry’s -
Brexit briefings for regulated firms
We hosted 2 briefings for regulated firms in preparation for the UK leaving the European Union. These took place in London and Edinburgh with live webcasts. -
Information on current account services – complete set
Last year, we set out how the main current account providers in the UK were publishing better information about the services they offer to consumers and to small businesses, and how far their customers recommend them. Today sees the publication of -
Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement
Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement. News stories First published:. 14/02/2019. Last updated: 14/02/2019. Share page. Operation of the MoU with the Bank of England for market -
Banking leaders share their insights on adopting the Senior Managers and Certification Regime
Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime. -
FCA warns public of investment scams as over £197 million reported losses in 2018
The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018. -
FCA fines former fund manager Paul Stephany
The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing. -
Manraj Virdee sentenced to 2 years for illegally operating an investment scheme and fraud
In a case brought by the Financial Conduct Authority (FCA), Manraj Virdee was yesterday sentenced at Southwark Crown Court to a 2 year prison sentence suspended for 2 years and he was further ordered to carry out 300 hours of unpaid work in the -
FCA publishes its second set of rules following its Asset Management Market Study
The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in.