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  1. David Gagie joins the FCA as Senior Advisor

    News stories Published: 20/08/2013 Last modified: 20/08/2013
    David Gagie joins the FCA as Senior Advisor. News stories First published:. 20/08/2013. Last updated: 20/08/2013. Share page. David Gagie joins the FCA as Senior Advisor. David Gagie has joined the FCA as our newest Senior Adviser, focusing on

  2. The Referral Fee Ban: a coordinated approach to regulation

    Statements Published: 01/08/2013 Last modified: 01/08/2013
    Referral Fee Ban: Regulatory Relationships

  3. FCA statement regarding David John Hobbs

    Statements Published: 30/07/2013 Last modified: 23/11/2021
    On 29 July 2013 the Court of Appeal allowed the FCA’s appeal regarding the Tribunal’s decision of 22 November 2012 not to impose a prohibition order on Mr David John Hobbs.

  4. Anti-money laundering

    News stories Published: 25/07/2013 Last modified: 25/07/2013
    This report sets out our obligations relating to anti-money laundering, our approach to carrying out those obligations, and the trends and emerging risks in money laundering that we are seeing in the firms we regulate.

  5. Alternative Investment Fund Managers Directive (AIFMD)

    News stories Published: 22/07/2013 Last modified: 14/10/2016
    Alternative Investment Fund Managers Directive (AIFMD). News stories First published:. 22/07/2013. Last updated: 14/10/2016. Share page. Alternative Investment Fund Managers Directive (AIFMD). On the 22 July 2013 UK law implementing the Alternative

  6. How will the FCA and the Bank/PRA co-operate on data?

    News stories Published: 22/07/2013 Last modified: 23/03/2018
    The FCA and the Bank are working together to ensure the regulatory reporting processes for dual-regulated firms is efficient. We want to make sure that firms are only asked to submit data sets once and, to help achieve this, we will share data where

  7. Final public meeting of the Financial Services Authority

    News stories Published: 16/07/2013 Last modified: 22/02/2015
    At this event, we will discuss the Financial Services Authority 2012/13 Annual Report.

  8. FCA review of automatic renewal of fixed term bonds

    News stories Published: 15/07/2013 Last modified: 15/07/2013
    We have completed one aspect of our work on automatic renewal, which looked into firms’ contract terms and practices regarding automatic renewal of fixed term bonds.

  9. FSA Annual Report 2012/13

    News stories Published: 10/07/2013 Last modified: 08/11/2016
    This is the FSA's final Annual Report, covering the year leading up to its abolition in April 2013.

  10. FCA Statement Temporary Prohibition in Short Selling

    Statements Published: 04/07/2013 Last modified: 13/03/2017
    FCA Statement Temporary Prohibition in Short Selling. Statements First published:. 04/07/2013. Last updated: 13/03/2017. Share page. FCA Statement Temporary Prohibition in Short Selling. The Financial Conduct Authority ("the FCA") notifies that it