Showing 171 to 180 of 1107 search results.

171. Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers

     News stories Published: 31/01/2023 Last modified: 31/01/2023
     On 25 January 2023, the FCA imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns

172. FCA reappoints Chair of the Financial Ombudsman Service for a second term

     News stories Published: 30/01/2023 Last modified: 30/01/2023
     Baroness Zahida Manzoor CBE has been reappointed as Chair of the Financial Ombudsman Service.

173. British Steel pension scheme misleading redress offers

     News stories Published: 26/01/2023 Last modified: 28/02/2023
     The FCA are aware that certain firms are making unsolicited offers to former British Steel pension scheme (BSPS) members who have not made complaints.

174. Consumer warning on pre-paid probate plans

     News stories Published: 25/01/2023 Last modified: 25/01/2023
     We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you.

175. Statement on wind-up of FSCB

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis.

176. Further update to ancillary activities exemption for commodity derivatives

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms

177. Short Term Finance Ltd enters Creditors Voluntary Liquidation

     News stories Published: 24/01/2023 Last modified: 24/01/2023
     Customers who have questions should contact Moorfields Advisory Limited, the Joint Liquidators.

178. British Steel pension redress scheme legal challenge

     News stories Published: 20/01/2023 Last modified: 28/02/2023
     A legal challenge has been made against the FCA's decision to set up a redress scheme for former British Steel Pension Scheme (BSPS) members.

179. Thematic review of retirement income advice

     News stories Published: 19/01/2023 Last modified: 04/12/2023
     The FCA is undertaking a thematic review assessing the advice consumers are receiving on meeting their income needs in retirement.

180. FCA publishes further information about restrictions placed on Micro-E C.I.C

     News stories Published: 16/01/2023 Last modified: 16/01/2023
     We have published a First Supervisory Notice for Micro-E C.I.C.