Showing 211 to 220 of 1107 search results.

211. 101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice

     News stories Published: 22/08/2022 Last modified: 22/08/2022
     New emergency asset retention rules now apply to 101 firms who provided pension transfer advice to former British Steel Pension Scheme (BSPS) members. 26 of these firms are subject to an asset restriction

212. FCA responds to complaints into its regulation of Premier FX

     Statements Published: 19/08/2022 Last modified: 19/08/2022
     Response to complaints from people who complained to the FCA after losing money when Premier FX (PFX), a payment services firm, authorised for money remittance, collapsed in 2018.

213. IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

     Statements Published: 16/08/2022 Last modified: 16/08/2022
     The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime

214. FCA encourages market participants to continue transition of LIBOR-linked bonds

     Statements Published: 16/08/2022 Last modified: 16/08/2022
     Action for issuers and bondholders of outstanding LIBOR-linked bonds.

215. Larry Barreto pleads guilty to carrying on regulated activities without authorisation

     Statements Published: 10/08/2022 Last modified: 10/08/2022
     On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two counts of carrying on regulated activities without authorisation.

216. FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair

     News stories Published: 09/08/2022 Last modified: 09/08/2022
     The Joint Regulatory Oversight Committee (JROC) has announced the set-up of a strategic working group (SWG).

217. FCA issues an update on switching in the mortgage market

     News stories Published: 02/08/2022 Last modified: 02/08/2022
     The FCA has today released its latest statement on switching in the mortgages market.

218. We consult on changes to redress calculations for unsuitable pension transfer advice

     News stories Published: 02/08/2022 Last modified: 13/09/2022
     We have today published a consultation proposing updates to how redress is calculated for unsuitable defined benefit transfers advice, following a periodic review.

219. Hartley Pensions Limited enters administration

     News stories Published: 28/07/2022 Last modified: 24/05/2024
     On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

220. FCA refuses authorisation to funeral plan provider

     Statements Published: 27/07/2022 Last modified: 27/07/2022
     The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation.