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Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)
We’re planning a move to seven-digit FRNs and PRNs for all newly registered firms and funds. -
FCA seeks re-trial in insider dealing case
The Financial Conduct Authority will pursue a re-trial of Stuart Bayes and Jonathan Swann for insider dealing offences. -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation. -
Information for customers of unauthorised firm BubbleXT
We are aware that consumers are being targeted by scammers with promises of returning their funds for a small upfront fee -
FCA appoints members for new Secondary Markets Advisory Committee
We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024. -
Consumer warning on Unique Funeral Plans and Empathy Funeral Plans
Existing customers of these firms should contact their provider. -
Jury discharged in insider dealing trial without a verdict
Having been unable to reach a verdict in the trial of Stuart Bayes and Jonathan Swann for insider dealing, the jury was discharged. -
FCA response to Amigo’s scheme being approved by the High Court
The High Court has approved Amigo Loans Limited scheme of arrangement to provide redress to customers who are due it for being mis-sold loans and who raise a complaint -
UK authorities look to strengthen resilience of Money Market Funds
The FCA, jointly with the Bank of England, and with the endorsement of the Treasury, has today published a Discussion Paper on Money Market Fund (MMFs) reform. This seeks views to inform the development of MMF reform proposals. The FCA has also -
Obatan LLC
The FCA published an alert in relation to Obatan LLC on 22 April 2022. That alert was removed on 16 May 2022.