Showing 331 to 340 of 1107 search results.

331. We confirm periodic review of pension transfers redress guidance

     Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
     This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.

332. DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams

     News stories Published: 31/08/2021 Last modified: 31/08/2021
     This article gives advice to DAC clients on the steps they should take and also advice on how to protect against scams.

333. Firms reminded about potential financial crime risks linked to Afghanistan

     Statements Published: 31/08/2021 Last modified: 31/08/2021
     We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan

334. Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

     News stories Published: 31/08/2021 Last modified: 31/08/2021
     Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

335. FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion

     News stories Published: 09/08/2021 Last modified: 09/08/2021
     Mohammed Maricar was involved with 24HR Trading Academy Ltd which unlawfully promoted and arranged forex trading using contracts for difference

336. Third consultation on new prudential regime for UK investment firms

     News stories Published: 06/08/2021 Last modified: 06/08/2021
     We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

337. Consumer warning on Northern Provident Investments

     News stories Published: 06/08/2021 Last modified: 15/06/2022
     Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers

338. FCA response to Provident’s scheme being approved by the High Court

     Statements Published: 04/08/2021 Last modified: 04/08/2021
     We continue to have significant concerns about Schemes of Arrangement being proposed and used by firms to avoid paying customers redress. The firm remains under investigation for its conduct.

339. Consumer warning on Cavendish Incorporated Limited

     News stories Published: 03/08/2021 Last modified: 03/08/2021
     We have imposed requirements on Cavendish Incorporated Ltd. It is therefore not currently permitted to carry out any regulated activities without the prior written consent of the FCA.

340. FCA publishes final rules to strengthen investor protections in SPACs

     News stories Published: 27/07/2021 Last modified: 27/07/2021
     The FCA has published final rules and changes to its Listing Rules for certain special purpose acquisition companies (SPACs)