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FCA and Bank of England statement on joint review of open-ended funds
The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report. -
Elite Insurance Company Ltd (‘Elite’) has entered into administration
Elite Insurance Company Ltd (‘Elite’) has entered into administration -
FCA response to the Cranston Review
FCA response to the Cranston Review -
MMP Financial Limited enters administration
MMP Financial Limited enters administration -
DJS (UK) Limited enters administration
On 5 December, DJS (UK) Limited, trading as PiggyBank Zero, PiggyBank Instalment loans, PiggyBank Loans, Aeroplane Loans, PiggyBank Guarantor Loans, was placed into administration. Shane Biddlecombe and Gordon Johnston at HJS Recovery UK Limited -
Information for customers of Merchant Optimisation Services Limited
FCA update on Merchant Optimisation Services Limited -
Information for customers of One Stop Money Manager Limited
FCA update on Merchant Optimisation Services Limited -
FCA extends the Senior Managers and Certification Regime to 47,000 firms
FCA extends the Senior Managers and Certification Regime to 47,000 firms -
FCA meets firms to discuss feedback on Gabriel and improvements to new data collection platform
Following the Gabriel user survey we launched in July 2019, we met with survey respondents who expressed interest in engaging with us on the new system -
MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors
MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors