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  1. Temporary restriction in short selling: Bafin

    News stories Published: 18/02/2019 Last modified: 18/02/2019
    Temporary restriction in short selling: Bafin. News stories First published:. 18/02/2019. Last updated: 18/02/2019. Temporary restriction in short selling: Bafin. The Financial Conduct Authority (“FCA”) would like to draw the industry’s

  2. Brexit briefings for regulated firms

    News stories Published: 15/02/2019 Last modified: 25/03/2019
    We hosted 2 briefings for regulated firms in preparation for the UK leaving the European Union. These took place in London and Edinburgh with live webcasts.

  3. Information on current account services – complete set

    News stories Published: 15/02/2019 Last modified: 15/02/2019
    Last year, we set out how the main current account providers in the UK were publishing better information about the services they offer to consumers and to small businesses, and how far their customers recommend them. Today sees the publication of

  4. Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement

    News stories Published: 14/02/2019 Last modified: 14/02/2019
    Operation of the MoU with the Bank of England for market infrastructure - 2018 performance statement. News stories First published:. 14/02/2019. Last updated: 14/02/2019. Share page. Operation of the MoU with the Bank of England for market

  5. FCA begins High Court Proceedings against Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited

    Statements Published: 12/02/2019 Last modified: 12/02/2019
    On 4 February 2019 the FCA commenced proceedings in the High Court against Samuel Golding, Shantelle Golding and two of their companies, Digital Wealth Limited and Outsourcing Express Limited (the Defendants).

  6. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

  7. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

  8. Requirements for UK trade repositories and reporting counterparties

    Statements Published: 01/02/2019 Last modified: 01/02/2019
    In January 2019, we confirmed that we will become the UK regulator of Trade Repositories (TRs) after Brexit. This information is only applicable if the UK leaves the EU without a withdrawal agreement (a no-deal scenario).

  9. Cross-border testing pilot for innovative firms open to applications

    News stories Published: 31/01/2019 Last modified: 31/01/2019
    The Global Financial Innovation Network (GFIN) – a group of 29 international organisations including the Financial Conduct Authority – is inviting applications from firms wishing to test innovative financial products, services or business models

  10. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market