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New website for the FCA
The new website for the FCA is now live at fca.org.uk -
FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries
The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter -
FCA statement on redress methodology for pension transfers
The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB) -
Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators
This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms. -
FX remediation programme: our next steps
We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps. -
Enterprise Insurance Company indicates it is insolvent
The Provisional Liquidator of Enterprise Insurance Company Limited (Freddie White, appointed 25 July 2016) has today (30 September 2016) written to all insurance brokers to advise that he intends to terminate all Enterprise Insurance policies on 26 -
Our commitments to firms during the authorisation process
Between 1 April 2014 and 31 March 2016, we received nearly 37,000 applications for authorisation from consumer credit firms. We aim to allocate cases as quickly as possible and have already closed 87% of these applications – 99.6% within the -
Cash savings: Sunlight remedy second report
Cash savings: Sunlight remedy second report. News stories First published:. 18/07/2016. Last updated: 18/07/2016. Share page. Cash savings: Sunlight remedy second report. We have published the second report into cash savings account rates under our -
Guidance on fund suspensions
Following the result of the EU referendum, we are aware that some asset managers are experiencing higher than normal levels of redemption requests from investors in their funds. -
Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa
Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa. Statements First published:. 07/07/2016. Last updated: 07/07/2016. Share page. Temporary prohibition of short selling: Credito Valtellinese sc, Telecom Italia spa.