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  1. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  2. News for customers of Alpari (UK) Limited

    Statements Published: 20/01/2015 Last modified: 23/03/2018
    News for customers of Alpari (UK) Limited. Statements First published:. 20/01/2015. Last updated: 23/03/2018. Share page. News for customers of Alpari (UK) Limited. On 19 January 2015 Alpari (UK) Limited (Alpari) formally entered into Special

  3. Temporary prohibition of short selling: Saipem

    Statements Published: 13/01/2015 Last modified: 13/03/2017
    Temporary prohibition of short selling: Saipem. Statements First published:. 13/01/2015. Last updated: 13/03/2017. Temporary prohibition of short selling: Saipem. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits

  4. Temporary prohibition of short selling: Portugal Telecom SGPS S.A.

    Statements Published: 08/01/2015 Last modified: 13/03/2017
    Temporary prohibition of short selling: Portugal Telecom SGPS S.A. Statements First published:. 08/01/2015. Last updated: 13/03/2017. Share page. Temporary prohibition of short selling: Portugal Telecom SGPS S.A.. The Financial Conduct Authority

  5. 2015 fines

    News stories Published: 02/01/2015 Last modified: 04/04/2017
    This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

  6. FCA confirms new Disclosure Rules and Transparency Rules

    Statements Published: 22/12/2014 Last modified: 23/09/2015
    FCA confirms new Disclosure Rules and Transparency Rules. Statements First published:. 22/12/2014. Last updated: 23/09/2015. Share page. FCA confirms new Disclosure Rules and Transparency Rules. The FCA has today confirmed that new Disclosure Rules

  7. Cash Finance Direct (Holdings) Limited

    Statements Published: 19/12/2014 Last modified: 19/12/2014
    On the 17 December the FCA posted on its website a warning about an entity styling itself Cash Finance Direct.

  8. Temporary prohibition of short selling: Banco BPI, S.A.

    Statements Published: 18/12/2014 Last modified: 13/03/2017
    Temporary prohibition of short selling: Banco BPI, S.A. Statements First published:. 18/12/2014. Last updated: 13/03/2017. Share page. Temporary prohibition of short selling: Banco BPI, S.A.. The Financial Conduct Authority (“FCA”) notifies

  9. Post-implementation review of the Retail Distribution Review

    News stories Published: 16/12/2014 Last modified: 06/01/2017
    Post-implementation review of the Retail Distribution Review. News stories First published:. 16/12/2014. Last updated: 06/01/2017. Post-implementation review of the Retail Distribution Review. We publish the findings from the first stage of our post

  10. Transposition of the Recovery and Resolution Directive

    Statements Published: 15/12/2014 Last modified: 15/12/2014
    Transposition of the Recovery and Resolution Directive. Statements First published:. 15/12/2014. Last updated: 15/12/2014. Share page. Transposition of the Recovery and Resolution Directive. The FCA expects the full powers necessary to make final