Showing 981 to 990 of 1107 search results.

981. Watch: Investor avoids losing £20,000 to share fraud

     News stories Published: 15/10/2014 Last modified: 09/02/2016
     Of the 5,000 people that contact us about share fraud each year, about 10% have already paid money to the scammers. Watch how we helped stop one investor losing £20,000 to a share scam.

982. Independent financial advice: using internal specialists

     Statements Published: 25/09/2014 Last modified: 25/09/2014
     Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. Independent financial advice: using internal specialists. In our discussions with industry some have suggested that the use

983. Traded life policy investments: alert for financial advisers

     News stories Published: 24/09/2014 Last modified: 25/09/2014
     Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance.

984. Investors in the EEA Life Settlements Fund should consider making a complaint now

     News stories Published: 24/09/2014 Last modified: 24/09/2014
     Investors in the EEA Life Settlements Fund should consider making a complaint now. News stories First published:. 24/09/2014. Last updated: 24/09/2014. Investors in the EEA Life Settlements Fund should consider making a complaint now. If you

985. MiFID II conference

     News stories Published: 19/09/2014 Last modified: 09/12/2016
     MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. Find out about the MiFID II conference we held with nearly 500 registered attendees, watch video highlights of the event and read some of the key speeches. We

986. Customers of three debt management firms should stop making payments

     News stories Published: 18/09/2014 Last modified: 13/11/2014
     Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms.

987. FCA concludes action to protect consumers from unauthorised clone

     Statements Published: 11/09/2014 Last modified: 19/01/2016
     The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

988. Temporary restriction in short selling

     Statements Published: 04/09/2014 Last modified: 01/11/2016
     Temporary restriction in short selling. Statements First published:. 04/09/2014. Last updated: 01/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

989. FCA use of Attestations

     News stories Published: 26/08/2014 Last modified: 26/08/2014
     FCA use of Attestations. News stories First published:. 26/08/2014. Last updated: 26/08/2014. FCA use of Attestations. Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel

990. Retrospective application of regulatory rules: call for examples

     News stories Published: 21/08/2014 Last modified: 21/08/2014
     Retrospective application of regulatory rules: call for examples. News stories First published:. 21/08/2014. Last updated: 21/08/2014. Share page. Retrospective application of regulatory rules: call for examples. We are asking for examples on