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  1. Dolfin Financial (UK) Ltd enters Special Administration

    News stories Published: 30/06/2021 Last modified: 12/07/2021
    Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.
  2. Consumer warning on Binance Markets Limited and the Binance Group

    News stories Published: 26/06/2021 Last modified: 07/06/2023
    Binance Markets Limited is not permitted to undertake any regulated activity in the UK. This firm is part of a wider Group (Binance Group).
  3. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

    News stories Published: 16/06/2021 Last modified: 16/06/2021
    FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR
  4. Joint letter with PRA on Delivery versus Payments clients

    News stories Published: 02/06/2021 Last modified: 02/06/2021
    We have published a joint letter with the PRA on Delivery versus Payment clients.
  5. LF Woodford Equity Income Fund investigation

    News stories Published: 28/05/2021 Last modified: 14/10/2022
    We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund
  6. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.
  7. Financial regulators publish third edition of plan for upcoming work

    News stories Published: 07/05/2021 Last modified: 07/05/2021
    The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work.
  8. The FCA and Practitioner Panel joint survey for 2021 launches

    News stories Published: 30/04/2021 Last modified: 30/04/2021
    The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry.
  9. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

    News stories Published: 28/04/2021 Last modified: 28/04/2021
    The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully
  10. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.