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Elite Insurance Company Ltd (‘Elite’) has entered into administration
Elite Insurance Company Ltd (‘Elite’) has entered into administration -
FCA extends the Senior Managers and Certification Regime to 47,000 firms
FCA extends the Senior Managers and Certification Regime to 47,000 firms -
FCA meets firms to discuss feedback on Gabriel and improvements to new data collection platform
Following the Gabriel user survey we launched in July 2019, we met with survey respondents who expressed interest in engaging with us on the new system -
MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors
MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors -
CashEuroNet UK LLC enters administration
On 25 October, CashEuroNet UK LLC, trading as QuickQuid, Pounds to Pocket and Onstride, was placed into administration. Chris Laverty, Trevor O’Sullivan and Andrew Charters from Grant Thornton UK LLP were appointed as Joint Administrators. -
FundingSecure Ltd enters administration
News story on FundingSecure Ltd entering administration. -
PPI complaints handling update
We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, firms will not be able to meet their normal complaint -
Update on the LF Woodford Equity Income Fund
On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as -
Connaught independent review invites individuals to get in touch
Connaught independent review invites individuals to get in touch -
Gabriel users share suggestions for our new data collection platform
The introduction of a new system will make it easier for firms to submit data to the FCA