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Update on preparing your firm for Brexit
We have published further information on how firms may be affected by Brexit by building on information we have already made available to firms. This will help firms to consider the implications for their business and their customers, and to plan -
Milestone for insurers as they come under the Senior Managers and Certification Regime
The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today. -
FCA to delay launch of Credit Information Market Study
FCA to delay launch of Credit Information Market Study. News stories First published:. 27/11/2018. Last updated: 27/11/2018. Share page. FCA to delay launch of Credit Information Market Study. We are delaying the launch of our Credit Information -
Consumer warning – Larksway Investments Limited (in Liquidation)
Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016. -
New Settlement Internalisation reporting requirement
From July 2019, firms will be obliged to report settlement internalisation to the Bank of England under Article 9 of the EU Central Securities Depositories Regulation (CSDR). -
Temporary prohibition of short selling: Banca Carige
Temporary prohibition of short selling: Banca Carige. News stories First published:. 16/11/2018. Last updated: 16/11/2018. Temporary prohibition of short selling: Banca Carige. The Financial Conduct Authority (“FCA”) notifies that it -
Temporary prohibition in short selling: Banca Carige
Temporary prohibition in short selling: Banca Carige. News stories First published:. 14/11/2018. Last updated: 14/11/2018. Temporary prohibition in short selling: Banca Carige. The Financial Conduct Authority (FCA) notifies that it temporarily -
Cryptoasset Taskforce publishes report on UK approach to cryptoassets
The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets. -
Greyfriars enters administration
On 23 October 2018, Greyfriars Asset Management LLP ('Greyfriars'), a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith and Williamson LLP as joint administrators. -
Information for customers of The Mortgage Matters Partnership (TMMP)
Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result