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TPR and FCA: Our strategy for pensions
The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) are working together on a pensions regulatory strategy, which will set out how we will work together to tackle the key risks facing the pensions sector in the next 5-10 years. -
Update to proposed delay on the Insurance Distribution Directive (IDD)
The European Commission (the Commission) has proposed a delay to the application date of the IDD to 1 October 2018. This proposal is currently under consideration by the European Parliament and European Council. -
Rent-to-own – update
The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. -
The FCA and Practitioner Panel launch joint survey for 2018
The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms an opportunity to provide their views on how we regulate the industry. -
ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients
On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
FCA response to ESMA's public statement on LEIs
On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation. -
Further success in reducing pension funds’ costs and charges
Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes. -
FCA action in respect of Park First Limited
Park First Limited and related entities (Park First) have been promoting and operating airport car parking investment schemes and we have been in discussions with them regarding the schemes. -
HBFS financial services limited
Freddy David, the sole director, was convicted at the Southwark Crown Court of 2 counts of fraud on 30 July 2018. He has been sentenced to 6 years in prison. HBFS is in liquidation. On 15 May 2019, the FCA imposed a full prohibition on Mr David. For