Showing 401 to 410 of 576 search results.

401. Protect your pension pot from risky investments and scams

     News stories Published: 01/12/2017 Last modified: 09/02/2018
     Given increased interest in pensions and pension transfer advice, this is a reminder to consumers and regulated firms of our previous consumer alert from August 2014.

402. Consumer warning on Larksway Investments Limited

     News stories Published: 29/11/2017 Last modified: 18/05/2021
     The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. 

403. Temporary prohibition of short selling: Credito Valtellinese SpA

     News stories Published: 20/11/2017 Last modified: 20/11/2017
     Temporary prohibition of short selling: Credito Valtellinese SpA. News stories First published:. 20/11/2017. Last updated: 20/11/2017. Temporary prohibition of short selling: Credito Valtellinese SpA. The Financial Conduct Authority (“FCA”)

404. Additional events for mortgage and general insurance firms announced for Live & Local regional programme

     News stories Published: 16/11/2017 Last modified: 16/11/2017
     As we continue the successful regional events in the Live & Local programme, we are now announcing details of the first set of events taking place in 2018 for regulated mortgage and general insurance firms.

405. Consumer warning about the risks of investing in binary options

     News stories Published: 14/11/2017 Last modified: 03/01/2018
     The FCA is issuing this warning to inform consumers about the risk of investing in these high-risk, speculative products. From 3 January 2018, firms offering binary options in or from the UK must be authorised by the FCA.

406. Consumer warning about the risks of investing in cryptocurrency CFDs

     News stories Published: 14/11/2017 Last modified: 03/07/2019
     Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely high-risk, speculative products. This warning is to

407. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

     News stories Published: 03/11/2017 Last modified: 12/04/2024
     The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector.

408. Review of debt management sector gets underway

     News stories Published: 19/10/2017 Last modified: 19/10/2017
     We are undertaking a thematic review of the debt management sector, in line with the commitment in our 2017/18 Business Plan.  

409. Our work on Defined Benefit Pension Transfers

     News stories Published: 03/10/2017 Last modified: 03/10/2017
     We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

410. MiFID II: authorisation and variation of permissions

     News stories Published: 18/09/2017 Last modified: 30/08/2023
     The FCA publishes MiFID 2 guide.