Showing 421 to 430 of 576 search results.

421. MiFID II: applications for permissions needed now

     News stories Published: 19/06/2017 Last modified: 19/06/2017
     MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

422. Temporary restriction in short selling: Liberbank, S.A

     News stories Published: 12/06/2017 Last modified: 13/07/2017
     Temporary restriction in short selling: Liberbank, S.A. News stories First published:. 12/06/2017. Last updated: 13/07/2017. Temporary restriction in short selling: Liberbank, S.A. The Financial Conduct Authority (“FCA”) would like to draw the

423. New features for searching the Handbook website

     News stories Published: 11/05/2017 Last modified: 11/05/2017
     We have launched new features on the Handbook website that will allow you to search by key topics within the Conduct of Business Sourcebook (COBS) – and we want your feedback.

424. David Geale discusses competition and innovation on FinTech Insider

     News stories Published: 17/03/2017 Last modified: 27/06/2019
     David Geale, our Director of Policy, spoke to the FinTech Insider podcast about our work to promote competition and innovation through Project Innovate.

425. Senior Managers and Certification Regime: one year on

     News stories Published: 07/03/2017 Last modified: 20/03/2024
     The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

426. FCA Statement on EMIR 1 March 2017 variation margin deadline

     News stories Published: 23/02/2017 Last modified: 23/02/2017
     FCA Statement on EMIR 1 March 2017 variation margin deadline. News stories First published:. 23/02/2017. Last updated: 23/02/2017. Share page. FCA Statement on EMIR 1 March 2017 variation margin deadline. The FCA welcomes the statements made by the

427. The FCA and Practitioner Panel launch joint survey for 2017: findings

     News stories Published: 23/02/2017 Last modified: 03/08/2017
     The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint

428. Operation of the MoU with the Bank of England for market infrastructure - 2016 performance statement

     News stories Published: 22/02/2017 Last modified: 22/02/2017
     Domestically, the Bank co-operates with both the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) in relation to supervising market infrastructure and payment systems respectively. The frameworks for co-operation with these

429. FCA website – tell us what you think

     News stories Published: 13/02/2017 Last modified: 24/09/2019
     Please take the time to fill out this short survey on your use of fca.org.uk.

430. 2017 fines

     News stories Published: 31/01/2017 Last modified: 07/03/2019
     This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303.