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  1. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    Recovery plans – initial observations. News stories First published:. 19/05/2016. Last updated: 19/05/2016. Recovery plans – initial observations. We recently assessed the compliance of firms’ recovery plans with the Recovery and Resolution
  2. 15 month suspended sentence for director of debt management firm

    News stories Published: 28/04/2016 Last modified: 28/04/2016
    15 month suspended sentence for director of debt management firm. News stories First published:. 28/04/2016. Last updated: 28/04/2016. 15 month suspended sentence for director of debt management firm. A director of three debt management firms has
  3. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation
  4. FCA website project enters its final phases

    News stories Published: 19/04/2016 Last modified: 20/04/2016
    FCA website project enters its final phases. News stories First published:. 19/04/2016. Last updated: 20/04/2016. Share page. FCA website project enters its final phases. After a year of planning and extensive research with our users, we will be
  5. Customer Understanding of Transactions

    News stories Published: 12/04/2016 Last modified: 12/04/2016
    Customer Understanding of Transactions. News stories First published:. 12/04/2016. Last updated: 12/04/2016. Customer Understanding of Transactions. The FCA commissioned a survey of 17 retail banks and building societies to review how firms ensure
  6. Complaints data: July to December 2015

    News stories Published: 30/03/2016 Last modified: 16/10/2020
    View the data and the most complained about firms and financial products for July to December 2015.
  7. Capital Alternatives: information for investors

    News stories Published: 18/03/2016 Last modified: 13/07/2021
    We are continuing our High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes. Find out more about this and what it means for investors.
  8. Card security product holders: compensation scheme now closed

    News stories Published: 18/03/2016 Last modified: 19/09/2016
    Card security product holders were able to claim compensation over potential selling issues, but the deadline for claiming compensation has now passed and no further compensation claim forms will be accepted.
  9. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

    News stories Published: 18/03/2016 Last modified: 26/04/2019
    Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors). News stories First published:. 18/03/2016. Last updated: 26/04/2019Customers of RMR Financial Services Ltd (RMR), trading as Compass Debt Counsellors,
  10. Katherine of Alexandria Ltd – options for investors

    News stories Published: 25/02/2016 Last modified: 26/02/2016
    Katherine of Alexandria Ltd – options for investors. News stories First published:. 25/02/2016. Last updated: 26/02/2016. Katherine of Alexandria Ltd – options for investors. We looked into whether Katherine of Alexandra Ltd established and