Showing 491 to 500 of 576 search results.

491. Authorised fund supervision reviews and reporting agreement

     News stories Published: 20/02/2015 Last modified: 06/08/2015
     Find out about some of our supervision work and a reporting agreement with depositaries and trustees.

492. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

493. 2015 fines

     News stories Published: 02/01/2015 Last modified: 04/04/2017
     This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

494. Post-implementation review of the Retail Distribution Review

     News stories Published: 16/12/2014 Last modified: 06/01/2017
     Post-implementation review of the Retail Distribution Review. News stories First published:. 16/12/2014. Last updated: 06/01/2017. Post-implementation review of the Retail Distribution Review. We publish the findings from the first stage of our post

495. FCA Enforcement Conference: Our part in changing culture

     News stories Published: 05/12/2014 Last modified: 05/12/2014
     FCA Enforcement Conference: Our part in changing culture. News stories First published:. 05/12/2014. Last updated: 05/12/2014. Share page. FCA Enforcement Conference: Our part in changing culture. The Enforcement conference on 2 December 2014

496. News for EDS Insure policyholders

     News stories Published: 24/11/2014 Last modified: 21/11/2016
     News for EDS Insure policyholders. News stories First published:. 24/11/2014. Last updated: 21/11/2016. News for EDS Insure policyholders. EDS Insure Ltd, an insurance broker, has ceased trading. If the firm arranged an insurance policy for you,

497. Customers of Corporate Advances Ltd may be able to claim a refund

     News stories Published: 17/11/2014 Last modified: 17/11/2014
     Customers of Corporate Advances Ltd may be able to claim a refund. News stories First published:. 17/11/2014. Last updated: 17/11/2014. Customers of Corporate Advances Ltd may be able to claim a refund. Corporate Advances Ltd is in liquidation. If

498. Feedback from ‘Working Better Together With Data’ event

     News stories Published: 30/10/2014 Last modified: 22/04/2016
     A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. 

499. Watch: Investor avoids losing £20,000 to share fraud

     News stories Published: 15/10/2014 Last modified: 09/02/2016
     Of the 5,000 people that contact us about share fraud each year, about 10% have already paid money to the scammers. Watch how we helped stop one investor losing £20,000 to a share scam.

500. Traded life policy investments: alert for financial advisers

     News stories Published: 24/09/2014 Last modified: 25/09/2014
     Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance.