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News for WorldSpreads Customers
On 18th March 2012, we confirmed that WorldSpreads Limited, a spreadbetting company, entered the Special Administration regime (SAR). -
News for investors about Rockingham’s liquidation
On 16 March 2012, Probitas Limited announced that it has been instructed by Rockingham Independent Limited to start putting the firm into liquidation. This means that Rockingham has applied to be closed down. Here we explain what it means for -
Information for investors with Pritchard Stockbrokers Limited
On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you -
Rockingham Independent fined £35,000 for recommending unsuitable investments
We have fined Rockingham Independent Limited £35,000 and imposed partial prohibitions on its two directors and an adviser at the firm for recommending unsuitable investments. Find out what this means for the firm’s customers. -
Investors warned over Connaught Income Funds
Investors warned over Connaught Income Funds. News stories First published:. 26/05/2011. Last updated: 16/07/2014. Share page. Investors warned over Connaught Income Funds. In the literature we have seen, the Connaught funds are described as -
More choice and better protection for users of electronic money
You will be better protected when using electronic money (e-money) after the second Electronic Money Directive is implemented in the UK on 1 May 2011 through the Electronic Money Regulations 2011. Find out what this will mean for you.