Showing 1 to 10 of 1321 search results.

1. FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

   Press Releases Published: 24/06/2024 Last modified: 24/06/2024
   Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back.

2. Two arrests connected to suspected illegal £1 billion cryptoasset business 

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange.

3. FCA keeps trading apps under review over gaming concerns

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.

4. FCA urges victims to claim compensation for Ian Hudson's illegal activities

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   The FCA urges victims of Ian Hudson's fraudulent trading to come forward for compensation by 3 July 2024.

5. New Cost Benefit Analysis Panel to be chaired by Dr Felix Martin

   Press Releases Published: 05/06/2024 Last modified: 05/06/2024
   Dr Felix Martin has been appointed chair of the FCA's new, independent Cost Benefit Analysis Panel.

6. Firms to recommence GAP insurance sales following FCA action

   Press Releases Published: 24/05/2024 Last modified: 24/05/2024
   The Financial Conduct Authority (FCA) has confirmed that several firms have been permitted to recommence their sales of Guaranteed Asset Protection (GAP) insurance, following action by the regulator to improve fair value.

7. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

   Press Releases Published: 24/05/2024 Last modified: 24/05/2024
   The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

8. FCA fines HSBC £6.2 million over treatment of customers in financial difficulty

   Press Releases Published: 23/05/2024 Last modified: 31/05/2024
   We have fined HSBC UK Bank plc for failures in its treatment of customers who were in arrears or experiencing financial difficulty. 

9. FCA fines CGML £27,766,200 for failures in its trading systems and controls

   Press Releases Published: 22/05/2024 Last modified: 22/05/2024
   The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

10. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

    Press Releases Published: 17/05/2024 Last modified: 17/05/2024
    Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.