Showing 101 to 110 of 1854 search results.

101. FCA censures London Capital & Finance plc

     Press Releases Published: 11/10/2023 Last modified: 11/10/2023
     The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

102. FCA imposes restrictions on rebuildingsociety.com Ltd

     Statements Published: 10/10/2023 Last modified: 10/10/2023
     We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions.

103. FCA issues 146 alerts in first 24 hours of new crypto marketing regime

     Statements Published: 09/10/2023 Last modified: 09/10/2023
     Changes to legislation that bring cryptoasset promotions under our remit are now in force.

104. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

     Press Releases Published: 03/10/2023 Last modified: 03/10/2023
     The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

105. End of implementation period for debt packager referral fee ban

     Statements Published: 02/10/2023 Last modified: 02/10/2023
     Our Policy Statement and Final Rules on the debt packager referral fee ban (PS23/5) was published on 2 June 2023. In it we said that existing debt packagers and their existing Appointed Representatives (ARs) at that time could benefit from an

106. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

     Press Releases Published: 02/10/2023 Last modified: 02/10/2023
     The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

107. FCA confirms leasehold buildings insurance reforms

     Press Releases Published: 29/09/2023 Last modified: 29/09/2023
     The FCA has confirmed new measures to support leaseholders in the multi-occupancy buildings insurance market.

108. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

     Press Releases Published: 28/09/2023 Last modified: 28/09/2023
     The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

109. Dumb Money: FCA takes new approach to cinema advertising and premieres innovative advert ahead of Hollywood’s chronicle of GameStop saga

     Press Releases Published: 25/09/2023 Last modified: 25/09/2023
     FCA advert references online forum chats to raises awareness of hype in high-risk investments.

110. The FCA and PRA propose measures to boost diversity and inclusion in financial services  

     Press Releases Published: 25/09/2023 Last modified: 07/11/2023
     In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent.