Showing 11 to 20 of 1854 search results.

11. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

12. FCA fines HSBC £6.2 million over treatment of customers in financial difficulty

    Press Releases Published: 23/05/2024 Last modified: 31/05/2024
    We have fined HSBC UK Bank plc for failures in its treatment of customers who were in arrears or experiencing financial difficulty. 

13. FCA fines CGML £27,766,200 for failures in its trading systems and controls

    Press Releases Published: 22/05/2024 Last modified: 22/05/2024
    The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

14. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

    Press Releases Published: 17/05/2024 Last modified: 17/05/2024
    Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.

15. 'Finfluencers’ charged for promoting unauthorised trading scheme

    Press Releases Published: 16/05/2024 Last modified: 03/07/2024
    We have charged nine individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media.

16. Three charged over CFD trading pension fraud

    Press Releases Published: 15/05/2024 Last modified: 11/07/2024
    The FCA has charged 3 individuals with fraud for their alleged involvement in a high-risk trading scheme, which targeted people’s pension savings.

17. Umuthi Healthcare Solutions

    Statements Published: 14/05/2024 Last modified: 14/05/2024
    Umuthi Healthcare Solutions has withdrawn its reference to the Upper Tribunal.

18. Stuart Bayes sentenced for insider dealing

    Press Releases Published: 10/05/2024 Last modified: 10/05/2024
    Following a sentencing hearing at Southwark Crown Court, Stuart Bayes, 58, was today sentenced to 18 months’ imprisonment, suspended for 2 years, after being convicted of 2 counts of insider dealing.

19. Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation 

    Press Releases Published: 10/05/2024 Last modified: 10/05/2024
    Taheer Sardar has been sentenced at Southwark Crown Court for perverting the course of justice.

20. FCA bans and fines James Lewis £120,300 for putting investors at risk

    Press Releases Published: 07/05/2024 Last modified: 07/05/2024
    James Lewis, the former CEO of Shard Capital Partners, has been fined £120,300 and banned by the FCA.