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Showing 1101 to 1110 of 1855 search results.

  1. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

    Press Releases Published: 26/01/2018 Last modified: 26/01/2018
    The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

  2. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

    Press Releases Published: 25/01/2018 Last modified: 25/01/2018
    The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

  3. Statement on communications in relation to PRIIPs

    Statements Published: 24/01/2018 Last modified: 24/01/2018
    This statement relates to concerns raised about the performance scenarios in the Key Information Document (KID).

  4. Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

    Press Releases Published: 22/01/2018 Last modified: 03/09/2020
    The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services.

  5. FCA issues list of unauthorised binary options providers

    Press Releases Published: 12/01/2018 Last modified: 12/01/2018
    The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers.

  6. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

  7. Charles Randell appointed new Chair of the FCA

    Press Releases Published: 05/01/2018 Last modified: 05/01/2018
    HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA).

  8. Statement on transitional arrangements for trading venues under MiFIR Article 54(2)

    Statements Published: 03/01/2018 Last modified: 03/01/2018
    Statement on transitional arrangements for trading venues under MiFIR Article 54(2). Statements First published:. 03/01/2018. Last updated: 03/01/2018. Share page. Statement on transitional arrangements for trading venues under MiFIR Article 54(2).

  9. FCA statement on European Commission announcement on the Insurance Distribution Directive (IDD)

    Statements Published: 21/12/2017 Last modified: 05/01/2018
    FCA statement on European Commission announcement on the Insurance Distribution Directive (IDD). Statements First published:. 21/12/2017. Last updated: 05/01/2018. Share page. FCA statement on European Commission announcement on the Insurance

  10. FCA statement on EU withdrawal

    Statements Published: 20/12/2017 Last modified: 20/12/2017
    FCA statement on EU withdrawal. Statements First published:. 20/12/2017. Last updated: 20/12/2017. FCA statement on EU withdrawal. On December 15 2017 The European Council confirmed that sufficient progress had been made to move to the second phase