Showing 1261 to 1270 of 1855 search results.

1261. The Financial Conduct Authority (FCA) bans two individuals from the financial services industry

      Press Releases Published: 25/10/2016 Last modified: 25/10/2016
      The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.

1262. Tribunal upholds the Financial Conduct Authority’s decision to impose a partial ban on Tariq Carrimjee

      Press Releases Published: 21/10/2016 Last modified: 21/10/2016
      On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and money laundering reporting significant

1263. New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling

      Press Releases Published: 20/10/2016 Last modified: 20/10/2016
      The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.

1264. FCA to consult on mortgage payment shortfall remediation guidance

      Press Releases Published: 19/10/2016 Last modified: 25/10/2016
      The Financial Conduct Authority (FCA) has today announced that it will consult on new guidance on the treatment of customers with mortgage payment shortfalls (commonly referred to as arrears). This guidance covers remediation for mortgage customers

1265. FCA publishes the final report of its investment and corporate banking market study

      Press Releases Published: 18/10/2016 Last modified: 18/10/2016
      The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. 

1266. FCA publishes thematic review of annuity sales practices

      Press Releases Published: 14/10/2016 Last modified: 24/11/2021
      The Financial Conduct Authority (FCA) publishes the findings of its thematic review of non-advised annuity sales practices. The FCA wanted to establish whether firms provided customers with sufficient information about enhanced annuities.

1267. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

      Press Releases Published: 13/10/2016 Last modified: 13/10/2016
      The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

1268. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

      Press Releases Published: 12/10/2016 Last modified: 12/10/2016
      The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

1269. FCA continues its strong commitment to diversity and inclusion

      Press Releases Published: 11/10/2016 Last modified: 11/10/2016
      The Financial Conduct Authority (FCA) has today published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic (BAME)

1270. Total number of complaints continues to fall

      Press Releases Published: 06/10/2016 Last modified: 06/10/2016
      Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of