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FCA proposes changes to pension rules to enhance consumer protection
FCA proposes changes to pension rules to enhance consumer protection. Press Releases First published:. 01/10/2015. Last updated: 01/10/2015. Share page. FCA proposes changes to pension rules to enhance consumer protection. The Financial Conduct -
Overall complaints fall by 2.1% but banking and credit card complaints increase
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015. -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer. Press Releases First published:. 22/09/2015. Last updated: 22/09/2015. Share page. FCA makes final appointment to ExCo with Georgina Philippou as Chief -
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. Press Releases First published:. 22/09/2015. Last updated: 14/11/2016. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs. Press Releases First published:. 21/09/2015. Last updated: 21/09/2015. Share page. FCA and PSR Boards appoint new members to -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins. Press Releases First published:. 18/09/2015. Last updated: 09/12/2016. Share page. Updated: Upper Tribunal releases its judgment on action against -
FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited
FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited and HFO Capital Limited. Statements First published:. 21/08/2015. Last updated: 21/08/2015. Share page. FCA reaches agreement with HFO Services Limited, Roxburghe (UK) Limited -
FCA statement regarding Quindell Plc.
In the light of the Serious Fraud Office’s (SFO) decision to launch an investigation into the business and accounting practices at Quindell Plc, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue -
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation
Consumer redress scheme opens – card security product holders have until March 2016 to claim compensation. Press Releases First published:. 18/08/2015. Last updated: 01/09/2015. Share page. Consumer redress scheme opens – card security product -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).