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Early indications that reforms of financial advice are working
Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found. -
Transposition of the Recovery and Resolution Directive
Transposition of the Recovery and Resolution Directive. Statements First published:. 15/12/2014. Last updated: 15/12/2014. Share page. Transposition of the Recovery and Resolution Directive. The FCA expects the full powers necessary to make final -
Former Blackrock Asset Management Managing Director Banned
Former Blackrock Asset Management Managing Director Banned. Press Releases First published:. 15/12/2014. Last updated: 15/12/2014. Share page. Former Blackrock Asset Management Managing Director Banned. The Financial Conduct Authority (FCA) has -
FCA consults on complaints handling improvements
Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the Financial Conduct Authority (FCA) on changes to the rules on complaint handling and post-sale telephone -
FCA proposals to tackle issues in GAP insurance market
FCA proposals to tackle issues in GAP insurance market. Press Releases First published:. 12/12/2014. Last updated: 12/12/2014. Share page. FCA proposals to tackle issues in GAP insurance market. The Financial Conduct Authority (FCA) is proposing -
FCA expects to implement new Disclosure Rules and Transparency Rules in January 2015
The Financial Conduct Authority (FCA) expects to confirm new rules implementing new Transparency Directive requirements before the end of 2014. -
FCA publishes the findings of its work into annuities sales practices and retirement income market
FCA publishes the findings of its work into annuities sales practices and retirement income market. Press Releases First published:. 11/12/2014. Last updated: 11/12/2014. Share page. FCA publishes the findings of its work into annuities sales -
FCA publishes the Davis Review and the FCA Response
FCA publishes the Davis Review and the FCA Response. Press Releases First published:. 10/12/2014. Last updated: 10/12/2014. FCA publishes the Davis Review and the FCA Response. On 8 April 2014 the Financial Conduct Authority’s (FCA) Non-Executive -
FCA response to the Davis Review
FCA response to the Davis Review. Statements First published:. 10/12/2014. Last updated: 10/12/2014. On 8 April 2014 the Financial Conduct Authority’s (FCA) Non-Executive Directors appointed Simon Davis of Clifford Chance to conduct an independent -
FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead
FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead. Press Releases First published:. 08/12/2014. Last updated: 08/12/2014. Share page. FCA: New strategic approach to ensure “sharper focus” to regulatory