Showing 1571 to 1580 of 1855 search results.

1571. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

      Press Releases Published: 23/10/2014 Last modified: 23/10/2014
      The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).

1572. National campaign will target those most at risk of investment fraud, says FCA

      Press Releases Published: 15/10/2014 Last modified: 12/04/2024
      Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.

1573. Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money

      Press Releases Published: 09/10/2014 Last modified: 29/11/2021
      The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in

1574. Wonga to make major changes to affordability criteria following discussions with the FCA

      Press Releases Published: 02/10/2014 Last modified: 02/10/2014
      Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.

1575. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

      Press Releases Published: 28/09/2014 Last modified: 05/04/2023
      The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal

1576. Independent financial advice: using internal specialists

      Statements Published: 25/09/2014 Last modified: 25/09/2014
      Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. Independent financial advice: using internal specialists. In our discussions with industry some have suggested that the use

1577. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

      Press Releases Published: 25/09/2014 Last modified: 01/10/2014
      FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. Press Releases First published:. 25/09/2014. Last updated: 01/10/2014. Share page. FCA outlines approach for implementation

1578. Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products

      Press Releases Published: 25/09/2014 Last modified: 07/02/2022
      The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014.

1579. Barclays fined £38 million for putting £16.5 billion of client assets at risk

      Press Releases Published: 23/09/2014 Last modified: 30/08/2015
      Barclays fined £38 million for putting £16.5 billion of client assets at risk. Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. Barclays fined £38 million for putting £16.5 billion of client assets at risk.

1580. Debt management firms must raise their game, says FCA

      Press Releases Published: 22/09/2014 Last modified: 21/11/2016
      Debt management firms must raise their game, says FCA. Press Releases First published:. 22/09/2014. Last updated: 21/11/2016. Share page. Debt management firms must raise their game, says FCA. The Financial Conduct Authority (FCA) says debt