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Showing 1591 to 1600 of 1855 search results.

  1. Temporary prohibition of short selling

    Statements Published: 08/08/2014 Last modified: 15/03/2017
    Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 15/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  2. Temporary restriction in short selling

    Statements Published: 07/08/2014 Last modified: 13/03/2017
    Temporary restriction in short selling. Statements First published:. 07/08/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  3. FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies

    Press Releases Published: 07/08/2014 Last modified: 07/08/2014
    FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies. Press Releases First published:. 07/08/2014. Last updated: 07/08/2014. Share page. FCA fines Stonebridge International Insurance Limited £8.4m

  4. FCA sets out its approach to financial promotions in social media

    Press Releases Published: 06/08/2014 Last modified: 06/08/2014
    FCA sets out its approach to financial promotions in social media. Press Releases First published:. 06/08/2014. Last updated: 06/08/2014. Share page. FCA sets out its approach to financial promotions in social media. The Financial Conduct Authority

  5. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    FCA restricts distribution of CoCos to retail investors. Press Releases First published:. 05/08/2014. Last updated: 06/01/2017. Share page. FCA restricts distribution of CoCos to retail investors. In the first use of new consumer protection powers,

  6. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling

  7. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Statements Published: 01/08/2014 Last modified: 01/08/2014
    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Statements First published:. 01/08/2014. Last updated: 01/08/2014. Defined contribution workplace pensions: The audit of charges and benefits in legacy

  8. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    FCA finds firms fail to deliver best execution. Press Releases First published:. 31/07/2014. Last updated: 31/07/2014. Share page. FCA finds firms fail to deliver best execution. Retail and professional clients are being failed by firms that

  9. Financial Incentives for Whistleblowers

    Statements Published: 30/07/2014 Last modified: 30/07/2014
    Financial Incentives for Whistleblowers. Statements First published:. 30/07/2014. Last updated: 30/07/2014. Financial Incentives for Whistleblowers. As part of our response to the PCBS recommendations we agreed to conduct further research into the

  10. Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi

    Press Releases Published: 30/07/2014 Last modified: 30/07/2014
    Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi. Press Releases First published:. 30/07/2014. Last updated: 30/07/2014. Share page. Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto