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Showing 1601 to 1610 of 1855 search results.

  1. Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector

    Press Releases Published: 30/07/2014 Last modified: 04/11/2019
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector.
  2. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings. Press Releases First published:. 28/07/2014. Last updated: 28/07/2014. Share page. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings.
  3. Less than five weeks remaining for CPP customers to claim compensation on mis-sold card and identity protection insurance

    Press Releases Published: 25/07/2014 Last modified: 24/11/2021
    People who were mis-sold Card Protection Plan Limited (CPP) card or identity protection insurance products have less than five weeks to submit their compensation claims.
  4. FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme. Press Releases First published:. 23/07/2014. Last updated: 23/07/2014. Share page. FCA commences criminal prosecution against Phillip Boakes
  5. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives. Press Releases First published:. 23/07/2014. Last updated: 23/07/2014. Share page. FCA imposes recruitment ban on the Financial Group for
  6. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. Press Releases First published:. 22/07/2014. Last updated: 22/07/2014. Share page. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty
  7. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators. Press Releases First published:. 21/07/2014. Last updated: 21/07/2014. Share page. FCA publishes results of thematic reviews into enhanced transfer values
  8. Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses

    Press Releases Published: 18/07/2014 Last modified: 08/11/2016
    Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses. Press Releases First published:. 18/07/2014. Last updated: 08/11/2016. Share page. Statement from the Financial Conduct Authority on
  9. Temporary restriction in short selling

    Statements Published: 16/07/2014 Last modified: 13/03/2017
    Temporary restriction in short selling. Statements First published:. 16/07/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in
  10. Price comparison websites failing to meet FCA expectations

    Press Releases Published: 16/07/2014 Last modified: 16/07/2014
    Price comparison websites failing to meet FCA expectations. Press Releases First published:. 16/07/2014. Last updated: 16/07/2014. Share page. Price comparison websites failing to meet FCA expectations. The Financial Conduct Authority (FCA) has