Showing 1641 to 1650 of 1855 search results.

1641. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

      Press Releases Published: 15/05/2014 Last modified: 22/03/2016
      Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR. Press Releases First published:. 15/05/2014. Last updated: 22/03/2016. Share page. Martin Brokers (UK) Limited fined £630,000 for significant failings in

1642. FCA reviews how fund charges are set out

      Press Releases Published: 13/05/2014 Last modified: 13/05/2014
      FCA reviews how fund charges are set out. Press Releases First published:. 13/05/2014. Last updated: 13/05/2014. Share page. FCA reviews how fund charges are set out. The Financial Conduct Authority (FCA) publishes the findings from its review of

1643. Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements

      Press Releases Published: 13/05/2014 Last modified: 13/05/2014
      Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements. Press Releases First published:. 13/05/2014. Last updated: 13/05/2014. Share page. Cheque Centre

1644. FCA sets out expectations for investment managers on dealing commission

      Press Releases Published: 08/05/2014 Last modified: 08/05/2014
      FCA sets out expectations for investment managers on dealing commission. Press Releases First published:. 08/05/2014. Last updated: 08/05/2014. Share page. FCA sets out expectations for investment managers on dealing commission. Investment managers

1645. FCA Independent Directors Publish Protocol and Updated Terms of Reference

      Press Releases Published: 02/05/2014 Last modified: 02/05/2014
      FCA Independent Directors Publish Protocol and Updated Terms of Reference. Press Releases First published:. 02/05/2014. Last updated: 02/05/2014. Share page. FCA Independent Directors Publish Protocol and Updated Terms of Reference. On 8 April 2014

1646. FCA set to implement new listing rules in May 2014

      Statements Published: 01/05/2014 Last modified: 01/05/2014
      FCA set to implement new listing rules in May 2014. Statements First published:. 01/05/2014. Last updated: 01/05/2014. Share page. FCA set to implement new listing rules in May 2014. The Financial Conduct Authority (FCA) Board has today made the

1647. Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC)

      Statements Published: 01/05/2014 Last modified: 09/12/2016
      Statement following successful abuse argument by the defence in R v Crawley & others (Southwark CC). Statements First published:. 01/05/2014. Last updated: 09/12/2016. Share page. Statement following successful abuse argument by the defence in R v

1648. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

      Press Releases Published: 01/05/2014 Last modified: 24/11/2021
      The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.

1649. Invesco Perpetual fined £18.6 million for failings in fund management

      Press Releases Published: 28/04/2014 Last modified: 28/04/2014
      Invesco Perpetual fined £18.6 million for failings in fund management. Press Releases First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Invesco Perpetual fined £18.6 million for failings in fund management. The Financial Conduct

1650. New mortgage rules come into force

      Press Releases Published: 26/04/2014 Last modified: 09/12/2016
      New mortgage rules come into force. Press Releases First published:. 26/04/2014. Last updated: 09/12/2016. Share page. New mortgage rules come into force. From today, new rules from the Financial Conduct Authority (FCA) come into force which will