Showing 1701 to 1710 of 1855 search results.

1701. FCA bans former BGC senior executive Anthony Verrier

      Press Releases Published: 29/01/2014 Last modified: 30/06/2014
      FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony

1702. Temporary restriction in short selling

      Statements Published: 27/01/2014 Last modified: 13/03/2017
      Temporary restriction in short selling. Statements First published:. 27/01/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (FCA) notifies that it temporarily restricts short selling in the

1703. £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme

      Press Releases Published: 27/01/2014 Last modified: 27/01/2014
      £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme. Press Releases First published:. 27/01/2014. Last updated: 27/01/2014. Share page. £31m in compensation to be paid out following FCA’s Arch cru consumer

1704. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

      Press Releases Published: 23/01/2014 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).

1705. Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty

      Statements Published: 17/01/2014 Last modified: 08/11/2016
      Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty. Statements First published:. 17/01/2014. Last updated: 08/11/2016. Share page. Update on independent review of Royal Bank of

1706. FCA publishes finalised guidance on inducements for product providers and advisory firms

      Press Releases Published: 16/01/2014 Last modified: 07/02/2022
      In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making

1707. Three arrested in FCA boiler room investigation

      Press Releases Published: 15/01/2014 Last modified: 15/01/2014
      Three arrested in FCA boiler room investigation. Press Releases First published:. 15/01/2014. Last updated: 15/01/2014. Share page. Three arrested in FCA boiler room investigation. The Financial Conduct Authority (FCA), with the assistance of the

1708. Statement on Co-operative Bank enforcement investigation

      Statements Published: 06/01/2014 Last modified: 06/01/2014
      Statement on Co-operative Bank enforcement investigation. Statements First published:. 06/01/2014. Last updated: 06/01/2014. Statement on Co-operative Bank enforcement investigation. The Financial Conduct Authority (FCA) has confirmed it will be

1709. Statement regarding Swift Trade Court of Appeal Judgment

      Statements Published: 19/12/2013 Last modified: 04/11/2014
      Statement regarding Swift Trade Court of Appeal Judgment. Statements First published:. 19/12/2013. Last updated: 04/11/2014. Share page. Statement regarding Swift Trade Court of Appeal Judgment. On 19 December, the Court of Appeal handed down its

1710. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

      Press Releases Published: 19/12/2013 Last modified: 30/08/2015
      Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments. Press Releases First published:. 19/12/2013. Last updated: 30/08/2015. Share page. Firm fined £1.8million for "unacceptable" approach to