Showing 1711 to 1720 of 1855 search results.

1711. Tribunal bans former trader for lying to the FCA and the Tribunal

      Press Releases Published: 17/12/2013 Last modified: 19/12/2013
      Tribunal bans former trader for lying to the FCA and the Tribunal. Press Releases First published:. 17/12/2013. Last updated: 19/12/2013. Share page. Tribunal bans former trader for lying to the FCA and the Tribunal. The Upper Tribunal (Tax and

1712. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

      Press Releases Published: 17/12/2013 Last modified: 12/06/2020
      Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics

1713. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

      Press Releases Published: 13/12/2013 Last modified: 08/11/2016
      The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices. Press Releases First published:. 13/12/2013. Last updated: 08/11/2016. Share page. The FCA fines Porta Verde £25,000 for serious failings

1714. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

      Press Releases Published: 12/12/2013 Last modified: 07/02/2022
      Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

1715. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

      Press Releases Published: 11/12/2013 Last modified: 25/11/2021
      The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

1716. Statement on the monthly update of the interest rate hedging products redress scheme

      Statements Published: 06/12/2013 Last modified: 06/12/2013
      Statement on the monthly update of the interest rate hedging products redress scheme. Statements First published:. 06/12/2013. Last updated: 06/12/2013. Share page. Statement on the monthly update of the interest rate hedging products redress scheme

1717. Statement regarding Royal Bank of Scotland

      Press Releases Published: 29/11/2013 Last modified: 09/12/2016
      The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in

1718. Tribunal upholds FCA fine on firm for misselling complex investments

      Press Releases Published: 27/11/2013 Last modified: 17/12/2013
      Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. 27/11/2013. Last updated: 17/12/2013. Share page. Tribunal upholds FCA fine on firm for misselling complex investments. The Upper Tribunal

1719. Statement about broker-operated systems trading physically settled gas and power forwards

      Statements Published: 27/11/2013 Last modified: 27/11/2013
      Statement about broker-operated systems trading physically settled gas and power forwards. Statements First published:. 27/11/2013. Last updated: 27/11/2013. Share page. Statement about broker-operated systems trading physically settled gas and

1720. Statement on a cap on the cost of payday loans

      Statements Published: 26/11/2013 Last modified: 18/12/2013
      Statement on a cap on the cost of payday loans. Statements First published:. 26/11/2013. Last updated: 18/12/2013. Share page. Statement on a cap on the cost of payday loans. The duty to cap the cost of credit was formally established through the