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Showing 1721 to 1730 of 1855 search results.

  1. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches

    Press Releases Published: 26/11/2013 Last modified: 29/11/2016
    FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. The

  2. FCA proposes new rules on dealing commission for investment managers

    Press Releases Published: 25/11/2013 Last modified: 25/11/2013
    The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related

  3. The FCA launches review into price comparison websites

    Press Releases Published: 24/11/2013 Last modified: 09/12/2016
    The FCA launches review into price comparison websites. Press Releases First published:. 24/11/2013. Last updated: 09/12/2016. Share page. The FCA launches review into price comparison websites. Price comparison websites (PCWs) are a valuable tool

  4. FCA statement regarding Co-operative Bank

    Statements Published: 22/11/2013 Last modified: 22/11/2013
    FCA statement regarding Co-operative Bank. Statements First published:. 22/11/2013. Last updated: 22/11/2013. FCA statement regarding Co-operative Bank. The Financial Conduct Authority (FCA) welcomes HM Treasury's announcement that an investigation

  5. FCA acts quickly to stop suspected boiler room from taking more money

    Press Releases Published: 19/11/2013 Last modified: 29/11/2016
    A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The

  6. FCA Statement on the London Metal Exchange (LME)

    Statements Published: 07/11/2013 Last modified: 07/11/2013
    FCA Statement on the London Metal Exchange (LME). Statements First published:. 07/11/2013. Last updated: 07/11/2013. Share page. FCA Statement on the London Metal Exchange (LME). The FCA supervises the London Metal Exchange (LME) as part of its

  7. Statement on wholesale gas market manipulation

    Statements Published: 07/11/2013 Last modified: 07/11/2013
    Statement on wholesale gas market manipulation. Statements First published:. 07/11/2013. Last updated: 07/11/2013. Statement on wholesale gas market manipulation. The Financial Conduct Authority and Ofgem have concluded the review of the

  8. The FCA strengthens the listing rules to enhance protection for shareholders

    Press Releases Published: 05/11/2013 Last modified: 27/11/2013
    The FCA strengthens the listing rules to enhance protection for shareholders. Press Releases First published:. 05/11/2013. Last updated: 27/11/2013. Share page. The FCA strengthens the listing rules to enhance protection for shareholders. The

  9. Statement on fund authorisations

    Statements Published: 30/10/2013 Last modified: 30/10/2013
    Statement on fund authorisations. Statements First published:. 30/10/2013. Last updated: 30/10/2013. Statement on fund authorisations. The UK is a global centre for asset management - robust and efficient fund authorisation is essential to maintain

  10. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference. Press Releases First published:. 30/10/2013. Last updated: 30/10/2013. Share page. Martin Wheatley calls for greater