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  1. Large unincorporated associations may be eligible for help following 2008 deposit failures – FCA to consult on extending FSCS protection on investments

    Press Releases Published: 03/10/2013 Last modified: 04/11/2019
    Large unincorporated associations such as charities, clubs or societies, that were not considered eligible for help over lost deposits following the collapse of Kaupthing Singer and Friedlander Bank (KSF) and Landsbanki Islands hf in 2008, may now
  2. Capital requirements for personal investment firms (PIFs)

    Statements Published: 27/09/2013 Last modified: 27/09/2013
    Capital requirements for personal investment firms (PIFs). Statements First published:. 27/09/2013. Last updated: 27/09/2013. Share page. Capital requirements for personal investment firms (PIFs). The new capital requirements for personal
  3. Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly

    Press Releases Published: 26/09/2013 Last modified: 26/09/2013
    Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly. Press Releases First published:. 26/09/2013. Last updated: 26/09/2013. Share page. Clydesdale Bank fined £8.9 million for failing to treat its mortgage
  4. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR. Press Releases First published:. 25/09/2013. Last updated: 04/11/2014. Share page. ICAP Europe Limited fined £14 million for significant failings in relation to
  5. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

    Press Releases Published: 25/09/2013 Last modified: 29/11/2016
    FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement. Press Releases First published:. 25/09/2013. Last updated: 29/11/2016. Share page. FCA review of medium-sized firms’ PPI complaints handling finds
  6. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    FCA Statement on CRD IV. Statements First published:. 20/09/2013. Last updated: 23/09/2013. FCA Statement on CRD IV. The European Banking Authority (EBA) has launched their public consultation on their XBRL Taxonomy, which marks another milestone
  7. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

    Press Releases Published: 19/09/2013 Last modified: 19/09/2013
    JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades. Press Releases First published:. 19/09/2013. Last updated: 19/09/2013. Share page. JPMorgan Chase Bank N.A.
  8. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases Published: 17/09/2013 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013
  9. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.
  10. FCA to carry out market study into cash savings - study is part of programme to look at competition across financial services markets

    Press Releases Published: 09/09/2013 Last modified: 09/09/2013
    FCA to carry out market study into cash savings - study is part of programme to look at competition across financial services markets. Press Releases First published:. 09/09/2013. Last updated: 09/09/2013. FCA to carry out market study into cash